SEC filing assistance

SEC filing preparation and review assistance

IssuerIQ helps public companies and their advisors prepare and improve SEC filings through guided financial statement reconciliation, suggested disclosures, and concise filing analysis.

Laptop displaying financial reports and statements on a desk
01Our purpose

Make SEC filing preparation more structured, efficient, and reliable

Preparing an SEC filing requires coordination across financial statements, footnotes, MD&A, supporting schedules, and prior-period disclosures. Even minor inconsistencies or incomplete explanations can create delays, additional review work, and avoidable questions.

IssuerIQ brings these review activities into one structured workflow, helping management and advisors identify unresolved matters earlier, reduce time spent on manual review, and move more efficiently toward filing readiness.

02Who we serve

Built for SEC filing teams and advisors

Management and finance teamspreparing financial and narrative reporting
Securities counselreviewing filing structure and disclosures
Accounting firms and advisorssupporting reconciliation and presentation
Public company consultantscoordinating preparation and follow-up
What we offer

Filing assistance through IssuerIQ

Upload your filing, select the type of assistance you need, and receive organized findings for review by management and qualified professionals.

Use the platform to identify matters that may require further attention before the filing is finalized.

Professional filing preparation services

For companies that need hands-on support, we also offer services through experienced filing professionals and affiliated securities attorneys.

Services may include filing preparation, disclosure drafting, financial statement coordination, amendments, and assistance through submission.

Custom Solutions

IssuerIQ offers customized solutions for accounting firms, securities law firms, filing service providers, consultants, issuers, and other organizations seeking filing assistance tailored to their specific needs.

Custom implementations may include specialized workflows, service options, user access, and platform configurations while remaining part of the IssuerIQ platform.

Filing assistance tools

Choose the analysis your filing needs

Financial statement reconciliation

Compare the primary financial statements, equity activity, footnotes, and comparative periods to identify amounts that may not reconcile, cross-foot, or agree across the filing.

Start reconciliation review →

Suggested disclosures

Identify potentially relevant footnotes, accounting policies, transaction-specific disclosures, and other filing topics for management and professional consideration.

Review suggested disclosures →

Filing analysis summary

Receive a concise overview of the filing, key financial developments, notable presentation matters, and an overall filing score.

Generate analysis summary →

Comprehensive filing review

Combine reconciliation findings, disclosure considerations, narrative analysis, and prioritized observations in one structured report.

Start comprehensive review →
How it works

From upload to organized follow-up

01

Select assistance

Choose the review service that best fits your filing.

02

Upload the filing

Provide the issuer name and upload the filing or financial statements you want reviewed.

03

Review the findings

Examine identified inconsistencies, disclosure considerations, key observations, and supporting explanations.

04

Resolve and refine

Update the filing, address unresolved items, and repeat the review as needed.

Methodology

What IssuerIQ evaluates

01

Financial statement ties

Whether amounts agree across the primary financial statements, footnotes, comparative periods, and related sections of the filing.

02

Disclosure coverage

Whether material transactions, balances, accounting policies, risks, and changes appear to have corresponding explanatory disclosure.

03

Period-over-period changes

Significant changes in operations, liquidity, capital resources, ownership, or financial condition that may warrant further discussion.

04

Filing consistency

Consistency among the cover page, financial statements, footnotes, MD&A, exhibits, and prior-period disclosures.

05

Narrative clarity

Language that may be vague, incomplete, unsupported, inconsistent, or difficult for investors and reviewers to understand.

IssuerIQ does not replace professional judgment or independent review by legal counsel, accountants, auditors, or other qualified advisors.

Filing assessment

How filing scores are interpreted

1–10 filing score

910
Strong

No significant inconsistencies or apparent disclosure gaps were identified in the automated analysis.

78
Minor follow-up

Limited presentation, wording, reconciliation, or clarification items may remain.

56
Review advised

Several reconciliation, disclosure, or consistency matters should be reviewed before filing.

34
Substantial follow-up

Multiple significant matters may require coordinated review and revision.

12
Extensive review

Pervasive inconsistencies, omissions, or presentation concerns indicate that extensive review may be necessary.

FAQs

What filings can IssuerIQ assist with?

IssuerIQ can assist with annual and quarterly reports, current reports, financial statements, registration statement materials, and other disclosure documents submitted in PDF format. Available functions may vary by document type.

What types of assistance are available?

Available services include financial statement reconciliation, suggested disclosures, filing analysis summaries, and comprehensive filing reviews.

Does IssuerIQ replace counsel, accountants, or auditors?

No. IssuerIQ supports the filing preparation and review process but does not replace legal, accounting, audit, or other professional review.

Can I use the output to revise my filing?

Yes. The output can be used as a working guide for management and advisors. All findings should be independently verified before the filing is submitted.

How is my data handled?

Uploaded documents may be handled by third-party service providers that support document storage, data processing, and AI analysis, as further described in our Privacy Policy.

What does the filing score represent?

The score summarizes the number and potential significance of issues identified during the automated analysis. It is intended as a review reference and does not represent legal, accounting, or regulatory approval.

Important notice

IssuerIQ provides AI-assisted filing guidance and informational analysis. The self-service platform does not prepare or submit SEC filings on a user’s behalf and does not provide legal, accounting, audit, or investment advice. Professional filing services, when separately engaged, are governed by the applicable service agreement. All platform outputs should be independently reviewed by qualified professionals before being incorporated into an SEC filing.

Get started

Get the rating. Identify the issues. Improve the filing.

Start with a free filing rating, then request a comprehensive analysis when you need deeper review.